RANDALL STEVEN FOX is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 11423 S PKWY PLAZA DR, SOUTH JORDAN, UT, 84095.
RANDALL STEVEN FOX has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012
Disclosure History
RANDALL STEVEN FOX has 2 Disclosure Event(s).
Date: January 09, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES, THROUGH THIRD PARTY, MISREPRESENTATION AND SUITABILITY REGARDING VARIABLE ANNUITY INVESTMENT. ACTIVITY DATES 04/04/2011-04/04/2011. Damage Amount Requested: $12,694.66
Date: December 09, 2002 Category: Customer Dispute Allegations: CLIENT'S ATTORNEY ALLEGES THE INVESTMENTS PURCHASED BY THE CLIENT ON JANUARY 23,2001 WERE UNSUITABLE AND UNAUTHORIZED.IN ADDITION, IT'S ALLEGED THAT THE FC OMITTED MATERIAL FACTS. Damage Amount Requested: $13,490.12 Broker Comment: BASED UPON AN INVESTIGATION INTO THE ALLEGATIONS MADE BY THE CLIENT'S ATTORNEY IT APPEARS THE INVESTMENT PURCHASES WERE SUITABLE, FULLY AUTHORIZED BY THE CLIENT AND FULL AND FAIR DISCLOSURE WAS PROVIDED.
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