RANDALL A MCCORD is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 1322 E MCANDREWS RD STE 201, MEDFORD, OR, 97504.
RANDALL A MCCORD has worked at CETERA ADVISORS LLC since July 21, 2014
Disclosure History
RANDALL A MCCORD has 2 Disclosure Event(s).
Date: August 07, 2012 Category: Financial Type: Compromise Disposition: PARTIAL PAYMENT/FORGIVENESS OF DEBT
Date: November 01, 2004 Category: Regulatory Initiated By: OREGON BOARD OF ACCOUNTANCY Allegations: I WAS OREGON CPA IN PUBLIC PRACTICE TILL I SOLD THE PRACTICE IN 10/1998. WENT TO WORK FOR WHOLESALE CARPET & FLOORING COMPANY AS AN ACCOUNTANT. CHANGED CPA REGISTRATION TO INACTIVE. COMPLETED ONLY PART OF REQUIRED CPE HOURS FOR A FEW YEARS. IN 2004 DID ALL "CATCH-UP" CPE REQUIRED, PAID FEES, REAPPLIED FOR CPA REINSTATEMENT. ON REINSTATEMENT FORM I SELF-REPORTED THAT MY BUSINESS CARD HAD SAID CPA WHILE MY LICENSE HAD BEEN "INACTIVE", SO THEY FINED ME. I HAD DONE NO PUBLIC PRACTICE WHILE "INACTIVE". Resolution: Consent SanctionDetails: Sanctions: Monetary Penalty other than Fines SanctionDetails: Amount: $4,000.00
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