RANDALL CLARK PERKINS is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 90 MERRICK AVE, STE 105, EAST MEADOW, NY, 11554.
RANDALL CLARK PERKINS has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 15, 1990
Disclosure History
RANDALL CLARK PERKINS has 1 Disclosure Event(s).
Date: October 27, 2008 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED IN JUNE 2008 I UNSUITABLY RECOMMENDED THEY SELL THEIR POSITIONS ON LEH LITTLE BY LITTLE. Damage Amount Requested: $24,970.00 Broker Comment: THE FIRM FOUND THE RECOMMENDATION TO SELL HALF THE CLIENT'S LEH SHARES OVER TIME APPEARED TO BE SUITABLE BASED ON THEIR INVESTMENT OBJECTIVES AND WAS EXECUTED WITH THEIR APPROVAL. WE DID NOT FIND THE CLIENTS REQUESTED ALL THEIR LEH SHARES TO BE SOLD IN JUNE 2008 AS STATED IN THEIR REQUEST FOR COMPENSATION FOR MARKET LOSSES.
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