RANDALL JAY POWERS is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 36 JORDAN STREET, SUITE 2, SKANEATELES, NY, 13152.
RANDALL JAY POWERS has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since October 19, 2016
Disclosure History
RANDALL JAY POWERS has 2 Disclosure Event(s).
Date: September 07, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGED UNAUTHORIZED TRADING; UNSUITABLE INVESTMENTS & CHURNING. LOSSES WERE BELIEVED TO BE IN EXCESS OF $5,000.
Date: April 28, 1983 Category: Criminal Charges: FALSE ID/UND/21 - CLASS 'A' MISDEMEANOR Charge Type: MISDEMEANOR Disposition: PLEA OF AND FINDING OF GUILTY ORIGINAL CHARGE, FINED A TOTAL AMOUNT OF $66.00
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