Randall Lewis Smith is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 321 DAKOTA AVENUE SUITE 3, WAHPETON, ND, 58074.
Randall Lewis Smith has worked at EDWARD JONES since February 23, 1981
Disclosure History
Randall Lewis Smith has 1 Disclosure Event(s).
Date: September 25, 1986 Category: Customer Dispute Allegations: ALLEGATIONS OF NEGLIGENCE IN TRANSFERRING ATAX EXEMPT ANNUITY TO ANOTHER QUALIFIED TAX EXEMPT PLAN(ALLEGED LOSS: $50,000 PLUS INTEREST AND COSTS.) Damage Amount Requested: $50,000.00 Damages Granted: $38,731.87 Broker Comment: JUDGEMENT FOR PLAINTIFF FOR $29,432.00 PLUSATTORNEY'S FEES OF $9,299.87 WAS PAID BY FIRM.Not Provided
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