RANDALL JEROME YOUNG

RANDALL JEROME YOUNG is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 20975 SWENSON DRIVE, SUITE 300, Waukesha, WI, 53186.

RANDALL JEROME YOUNG has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

RANDALL JEROME YOUNG has 1 Disclosure Event(s).

Date: February 26, 1993
Category: Customer Dispute
Allegations: MISREPRESENTED FUTURES AND FUTURES OPTIONSTRADING, UNSUITABLE RECOMMENDATIONS SEEKS EXCESS OF $100K.
Damage Amount Requested: $100,000.00
Settlement Amount: $295,000.00
Broker Comment: AS PART OF SETTLEMENT OF CASE VS. MYSELF ANDANOTHER BROKER DEAN WITTER TO PAY $295K APPROX. $65KATTRIBUTABLE TO MY PART OF CASE.CASE WAS SETTLED AS PART OF LARGE SETTLEMENT TOAVOID RISKS OF LITIGATION. I DENY ALL ALLEGATIONS AND BELIEVEDCASE IS MERITLESS. DEAN WITTER HAS NOT ASKED ME TO CONTRIBUTETO SETTLEMENT AND AS PART OF THE SETTLEMENT THE CLAIM AGAINSTME INDIVIDUALLY WAS DISMISSED.

More Information

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