RANDOLPH BRUCE FEUSNER

RANDOLPH BRUCE FEUSNER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 742 YELLOWSTONE AVENUE, SUITE A, CODY, WY, 82414.

RANDOLPH BRUCE FEUSNER has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since March 30, 1999

Disclosure History

RANDOLPH BRUCE FEUSNER has 1 Disclosure Event(s).

Date: November 13, 2008
Category: Customer Dispute
Allegations: CLIENT INDICATED THAT MUTUAL FUND WAS MISREPRESENTED TO HIM, STATING THAT HE WOULD NOT HAVE PURCHASED THE FUND HAD HE KNOWN THAT THERE WAS AN ASSOCIATED REDEMPTION FEE. CLIENT SOUGHT TO HAVE LOSSES SUSTAINED DURING HOLDING PERIOD RESTORED TO HIM.
Damage Amount Requested: $19,500.00
Settlement Amount: $19,525.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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