RANDOLPH ROBIN PRICE

RANDOLPH ROBIN PRICE is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 5847 San Felipe Street, Suite 210, Houston, TX, 77057.

RANDOLPH ROBIN PRICE has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since March 22, 2018

Disclosure History

RANDOLPH ROBIN PRICE has 1 Disclosure Event(s).

Date: February 11, 2000
Category: Customer Dispute
Allegations: CHURNING, UNAUTHORIZED INVESTMENTS, INAPPROPRIATE INVESTMENTS.
Damage Amount Requested: $5,000.00
Broker Comment: CUSTOMER WITHDREW ALL CLAIMS AGAINST SSB AND MR. PRICE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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