RANDY SCOTT LAMBERTI

RANDY SCOTT LAMBERTI is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at Water Tower Hill, 105 West View Rd., 5th Floor, Colchester, VT, 05446.

RANDY SCOTT LAMBERTI has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

RANDY SCOTT LAMBERTI has 1 Disclosure Event(s).

Date: May 03, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT THE INVESTMENTS PURCHASED IN HIS ACCOUNT WERE UNSUITABLE - 2000-2004.
Damage Amount Requested: $30,000.00
Broker Comment: CLAIM DENIED.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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