RANDY LEE MICHELSEN

RANDY LEE MICHELSEN is currently employed as a Broker and/or Investment Adviser at KMS FINANCIAL SERVICES, INC. located at 3719 N GOVE, TACOMA, WA, 98407.

RANDY LEE MICHELSEN has worked at KMS FINANCIAL SERVICES, INC. since May 28, 2013

Disclosure History

RANDY LEE MICHELSEN has 2 Disclosure Event(s).

Date: January 14, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $54,455.43
Judgment/Lien Type: Civil

Date: September 18, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $6,361.20
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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