RANDY THOMAS ODOM is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 201 MAIN ST, STE 1700, FORT WORTH, TX, 76102.
RANDY THOMAS ODOM has worked at WELLS FARGO CLEARING SERVICES, LLC since May 22, 2008
Disclosure History
RANDY THOMAS ODOM has 2 Disclosure Event(s).
Date: July 01, 1993 Category: Customer Dispute Allegations: ALLEGED FAILURE TO FOLLOW INSTRUCTIONS RE:COMMODITY TRANSACTIONS. DAMAGES ARE UNSPECIFIED. Damage Amount Requested: $34,687.12 Settlement Amount: $23,118.00 Broker Comment: PW SETTLED COMPLAINT FOR $23,118.00.THE ALLEGATIONS BY MR. CLARK ARE UNFOUNDED ANDTHE SETTLEMENT BY PAINE WEBBER WAS NOT DISCUSSED WITH ME.
Date: May 21, 1993 Category: Customer Dispute Allegations: MISREPRESENTATION, COMMODITIES DAMAGES OF$10,555.00. Damage Amount Requested: $10,555.00 Settlement Amount: $10,555.00 Broker Comment: PAINE WEBBER SHALL PAY TO THE [CUSTOMER] THE SUMOF $10,555.00NOT PROVIDED
More Information
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