RANDY ALLEN RIBLETT

RANDY ALLEN RIBLETT is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 520 PELLIS RD., GREENSBURG, PA, 15601.

RANDY ALLEN RIBLETT has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

RANDY ALLEN RIBLETT has 2 Disclosure Event(s).

Date: October 18, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT WHEN "HER ACCOUNT WAS BEING MANAGED BY FA RANDY RIBLETT" SHE BELIEVES THERE WERE "FUNDS MISAPPROPRIATED" FROM HER ACCOUNTS. SHE FURTHER ALLEGES THAT THERE ARE FUNDS THAT ARE "UNACCOUNTED FOR". SHE ALSO ALLEGES THAT THERE WERE "MANY TRADES AND SLAES OF SECURITIES THAT WERE NOT AUTHORIZED." CLIENT REQUEST REIMBUSEMENT OF ABOVE REFERENCED FUNDS AND COMMISSIONS. DAMAGES ESTIMATED TO EXCEED $5,000.

Date: March 08, 2000
Category: Customer Dispute
Allegations: CLIENT CLAIMED HE GAVE INSTUCTIONS TO SELL HIS OPTIONS, PER AN A.M. CONVERSATION, IN THE AFTERNOON IF THE STOCK WENT HIGHER. I INFORMED THE CLIENT THAT I WOULD HAVE TO SPEAK WITH HIM IN THE AFTERNOON BEFORE ENTERING ANY ORDER. I LEFT SEVERAL MESSAGES AND NON WERE RETURNED. NOT HAVING DISCRETION NO ORDERS COULD BE PLACED. DATE WAS 1/21/2000.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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