RANDY RIVERA

RANDY RIVERA is currently employed as a Broker and/or Investment Adviser at BBVA SECURITIES INC. located at 311 South Wacker, Chicago, IL, 60606.

RANDY RIVERA has worked at BBVA SECURITIES INC. since September 16, 2014

Disclosure History

RANDY RIVERA has 1 Disclosure Event(s).

Date: January 17, 2014
Category: Employment Separation After Allegations
Firm Name: J.P. MORGAN SECURITIES LLC
Termination Type: Discharged
Allegations: LOSS OF CONFIDENCE IN EMPLOYEE RELATED TO A DISPUTE BY EMPLOYEE OF CHARGES BY MERCHANT ON HIS PERSONAL CREDIT CARD. NOT SALES PRACTICE OR CLIENT RELATED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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