RANDY ALLEN ZIMMERMANN

RANDY ALLEN ZIMMERMANN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 10369 CLAYTON RD, FRONTENAC, MO, 63131.

RANDY ALLEN ZIMMERMANN has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

RANDY ALLEN ZIMMERMANN has 1 Disclosure Event(s).

Date: December 04, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGED I PLACED HER FUNDS INTO EXTREMELY RISKY STOCKS WITHOUT EVER INFORMING HER OF THE DANGERS. DAMAGES WERE NOT ALLEGED. ALLEGED LOSSES, NOT SPECIFIED, WERE IN EXCESS OF $5,000. 10/2000
Broker Comment: CLAIM IS WITHOUT BASIS AS ASSOCIATED RISKS WERE DISCUSSED, UNDERSTOOD, AND ACCEPTED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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