RANIEL INIGUEZ

RANIEL INIGUEZ is currently employed as a Broker and/or Investment Adviser at PLEXUS FINANCIAL SERVICES, LLC located at 21805 FIELD PARKWAY, SUITE 300, DEER PARK, IL, 60010.

RANIEL INIGUEZ has worked at PLEXUS FINANCIAL SERVICES, LLC since February 16, 2016

Disclosure History

RANIEL INIGUEZ has 3 Disclosure Event(s).

Date: July 23, 2013
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: April 30, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 20, 2013
Category: Financial
Type: Compromise
Disposition: SETTLED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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