RAPHAEL FOUAD AZIZ

RAPHAEL FOUAD AZIZ is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 16861 BERNARDO CENTER DR., SAN DIEGO, CA, 92128.

RAPHAEL FOUAD AZIZ has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

RAPHAEL FOUAD AZIZ has 2 Disclosure Event(s).

Date: April 29, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 01, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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