RAPHAEL ANTHONY MUSTO is currently employed as a Broker and/or Investment Adviser at VARIABLE INVESTMENT ADVISORS, INC. located at 4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD, 57106-3115.
RAPHAEL ANTHONY MUSTO has worked at VARIABLE INVESTMENT ADVISORS, INC. since December 16, 2011
Disclosure History
RAPHAEL ANTHONY MUSTO has 2 Disclosure Event(s).
Date: February 02, 2005 Category: Customer Dispute Allegations: CUSTOMER FELT THAT THE PRODUCT WAS FALSLY PRESENTED BY MY MUSTO Damage Amount Requested: $24,000.00
Date: April 17, 2003 Category: Regulatory Initiated By: MARYLAND INSURANCE ADMINISTRATION Allegations: ON JUNE 21, 2001 WHILE NOT LICENSED IN THE STATE OF MARYLAND MUSTO COMPLETED A LIFE INSURANCE APPLICATION AND INDICATED THAT IT WAS SIGNED IN PENNSYLVAINIA WHERE HE WAS LICENSED TO SELL INSURANCE. Resolution: AN ADMINISTRATIVE FINE SIMULTANEOUSLY WIHT THE SIGNING OF THE CONSENT ORDER FOR $1,000. Sanctions: NONE - THIS WAS AN AGENCY (MIDAMERICA FINANCIAL SERVICE, INC. CRD 47351) INITIATED IT WAS INVESTIGATED BY FINRA AND FOUND TO HAVE BEEN FILED PROPERLY WITH A PREVIOUSLY WITH VARIABLE INVESTMENT ADVISORS, INC. (CRD 44412). THERE IS NO FURTHER INFORMATION PENDING CASE HAS BEEN CLOSED. Broker Comment: THIS WAS AN AGENCY (MIDAMERICA FINANCIAL SERVICE, INC. CRD 47351) INITIATED IT WAS INVESTIGATED BY FINRA AND FOUND TO HAVE BEEN FILED PROPERLY WITH A PREVIOUSLY WITH VARIABLE INVESTMENT ADVISORS, INC. (CRD 44412). THERE IS NO FURTHER INFORMATION PENDING CASE HAS BEEN CLOSED.
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