RAY CHARLES HOFER

RAY CHARLES HOFER is currently employed as a Broker and/or Investment Adviser at ROTHSCHILD INVESTMENT CORPORATION located at 311 S. WACKER DRIVE, SUITE 6500, CHICAGO, IL, 60606-6618.

RAY CHARLES HOFER has worked at ROTHSCHILD INVESTMENT CORPORATION since February 04, 2008

Disclosure History

RAY CHARLES HOFER has 2 Disclosure Event(s).

Date: February 07, 1984
Category: Regulatory

Date: February 07, 1984
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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