RAYMOND NICHOLAS IANNI is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 1013 CENTER RD, STE 100, WILMINGTON, DE, 19805.
RAYMOND NICHOLAS IANNI has worked at PRINCIPAL SECURITIES, INC. since October 22, 2002
Disclosure History
RAYMOND NICHOLAS IANNI has 1 Disclosure Event(s).
Date: May 02, 2002 Category: Customer Dispute Allegations: UNSPECIFIED CUSTOMER ALLOCATIONS SETTLED AS A RESULT OF PENDING REGULATORY UNQUIRY REGARDING CUSTOMERS USE OF MARGIN FOR ACCOUNT ESTABLISHED IN 1999. Settlement Amount: $27,500.00
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