RAYMOND LAWRENCE LENT is currently employed as a Broker and/or Investment Adviser at PORTSMOUTH FINANCIAL SERVICES located at 100 Smith Ranch Road, Suite 110, SAN RAFAEL, CA, 94903.
RAYMOND LAWRENCE LENT has worked at PORTSMOUTH FINANCIAL SERVICES since July 26, 2010
Disclosure History
RAYMOND LAWRENCE LENT has 1 Disclosure Event(s).
Date: May 24, 2010 Category: Customer Dispute Allegations: ALLEGED PRODUCT UNSUITABILITY. ACTIVITIES LEADING TO THE ALLEGATIONS OCCURED STARTING APRIL 2007 AND ENDING FEBRUARY 2010. Damage Amount Requested: $390,000.00 Damages Granted: $23,000.00 Broker Comment: THERE WAS NO REPORTED VIOLATION CONTAINED IN THE DISPUTE RESOLUTION DOCUMENT DATED 02-02-2012. FURTHER, IT WAS STATED IN THE DOCUMENT THAT THE INVESTMENT ADVISE GIVEN WAS REASONABLE IN LIGHT OF THE CLAIMANTS EXPRESSED INVESTMENT OBJECTIVES. THE DOCUMENT CONTAINED NO EXPLANATION FOR THE AWARD AMOUNT. MR. LENT MAINTAINS HIS POSITION THAT THE COMPLAINT WAS COMPLETELY UNMERITORIOUS.
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