RAYMOND CECIL MITCHELL

RAYMOND CECIL MITCHELL is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 214 2ND AVENUE S.E., CULLMAN, AL, 35055.

RAYMOND CECIL MITCHELL has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 06, 2012

Disclosure History

RAYMOND CECIL MITCHELL has 2 Disclosure Event(s).

Date: June 15, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $9,767.45
Judgment/Lien Type: Tax
Broker Comment: WE ARE IN THE PROCESS OF DISPUTING THE LIEN WITH THE IRS WITH MY CPA TO GET THIS MATTER RESOLVED. WE DO NOT FEEL THIS DEBT IS OWED.

Date: January 13, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $13,429.00
Judgment/Lien Type: Tax
Broker Comment: WE HAD NO KNOWLEDGE OF THIS LIEN UNTIL 09/09/2008. WE ARE IN THE PROCESS OF DISUTING THIS MATTER WITH THE HELP OF MY CPA TO GET THIS MATTER RESOLVE. WE DO NOT FEEL THAT THIS IS OUR DEBT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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