RAYMOND EDWARD MOORE

RAYMOND EDWARD MOORE is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 567B SOUTHLAKE BOULEVARD, RICHMOND, VA, 23236.

RAYMOND EDWARD MOORE has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since January 25, 1985

Disclosure History

RAYMOND EDWARD MOORE has 1 Disclosure Event(s).

Date: February 21, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HIS INVESTMENTS WERE NOT SUITABLE. COMPENSATORY DAMAGES ARE NOT SPECIFIED.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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