RAYMOND ORLANDO PADILLA

RAYMOND ORLANDO PADILLA is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 6301 INDIAN SCHOOL RD NE, STE 900, ALBUQUERQUE, NM, 87110.

RAYMOND ORLANDO PADILLA has worked at WADDELL & REED since May 28, 1997

Disclosure History

RAYMOND ORLANDO PADILLA has 2 Disclosure Event(s).

Date: February 22, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $130,992.01
Judgment/Lien Type: Tax

Date: January 15, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $8,732.72
Judgment/Lien Type: Tax
Broker Comment: PAYMENT ARRANGEMENTS ARE BEING MADE

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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