RAYMOND DEREK RICE is currently employed as a Broker and/or Investment Adviser at HORNOR, TOWNSEND & KENT, INC. located at 1490 NORTHBANK PKWY, #205, TUSCALOOSA, AL, 35406.
RAYMOND DEREK RICE has worked at HORNOR, TOWNSEND & KENT, INC. since April 06, 2016
Disclosure History
RAYMOND DEREK RICE has 1 Disclosure Event(s).
Date: March 31, 2015 Category: Customer Dispute Allegations: THE CUSTOMER HAS FILED A LAWSUIT WITH REGARD TO THE SALE OF A LIFE INSURANCE POLICY IN 2014 THAT ALLEGES AMONG OTHER THINGS THAT THE POLICY APPLICATION INCLUDED FORGED SIGNATURES OF THE APPLICANT'S NAME. Broker Comment: THESE ALLEGATIONS ARE UNTRUE, AND I INTEND TO CONTEST THIS MATTER VIGOROUSLY. THE APPLICATION INCLUDED WITH THE POLICY WAS TAKEN USING AN "ELECTRONIC" APPLICATION THAT INCLUDES DIGITALLY-ENTERED SIGNATURES FOR THE CUSTOMER. THE CUSTOMER, WHO IS NOT REPRESENTED BY AN ATTORNEY, APPARENTLY BELIEVES THE ELECTRONIC SIGNATURE(S) CONSTITUTES A "FORGERY."
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