RAYMOND HENRY ROWLAND

RAYMOND HENRY ROWLAND is currently employed as a Broker and/or Investment Adviser at NATIONAL FINANCIAL SERVICES LLC located at TWO CONTRA WAY, MERRIMACK, NH, 03054.

RAYMOND HENRY ROWLAND has worked at NATIONAL FINANCIAL SERVICES LLC since December 17, 2013

Disclosure History

RAYMOND HENRY ROWLAND has 1 Disclosure Event(s).

Date: November 03, 1989
Category: Criminal
Charges: THEFT - SHOPLIFTING
Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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