RAYMOND NEIL SUSSEL is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1001 LAKESIDE AVE, SUITE 1650, CLEVELAND, OH, 44114.
RAYMOND NEIL SUSSEL has worked at AXA ADVISORS, LLC since July 28, 1986
Disclosure History
RAYMOND NEIL SUSSEL has 1 Disclosure Event(s).
Date: August 26, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THE AGENT TRANSFERRED HIS INVESTMENT FROM MUTUAL FUNDS TO BONDS AND MUNICIPAL BONDS WITHOUT DISCUSSING IT WITH HIM. CLIENT FURTHER ALLEGES HIS REQUEST TO BE IN A SUBSTANTIAL CASH POSITION WAS DISREGARDED, WHICH CAUSED HIM TO LOSE OVER $15,000. DAMAGES ARE UNSPECIFIED. Settlement Amount: $36,680.00 Broker Comment: MY ERRORS AND OMISSIONS CARRIER PAID $36,680 ON MY BEHALF TO SETTLE THIS COMPLAINT.
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