RAYMOND JOSEPH WEIGAND

RAYMOND JOSEPH WEIGAND is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7790 N ORACLE RD STE 180, TUCSON, AZ, 85704.

RAYMOND JOSEPH WEIGAND has worked at LPL FINANCIAL LLC since March 26, 2009

Disclosure History

RAYMOND JOSEPH WEIGAND has 1 Disclosure Event(s).

Date: December 11, 2007
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNSUITABLE INVESTMENTS FROM FEBRUARY 2007 UNTIL DECEMBER 2007. COMPENSATORY DAMAGES ARE UNSPECIFIED.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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