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Rayshan Lamont Hartsfield

Rayshan Lamont Hartsfield is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1055 LPL WAY, FORT MILL, SC, 29715.

Rayshan Lamont Hartsfield has worked at LPL FINANCIAL LLC since January 30, 2017

Disclosure History

Rayshan Lamont Hartsfield has 3 Disclosure Event(s).

Date: September 01, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $7,500.00
Judgment/Lien Type: Tax

Date: May 01, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $2,877.00
Judgment/Lien Type: Tax

Date: October 28, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $33,890.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Rayshan Lamont Hartsfield, click here.

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