REAGAN POLLOCK PETTEY

REAGAN POLLOCK PETTEY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7425 HOLLISTER ST, HOUSTON, TX, 77040.

REAGAN POLLOCK PETTEY has worked at LPL FINANCIAL LLC since February 26, 2015

Disclosure History

REAGAN POLLOCK PETTEY has 1 Disclosure Event(s).

Date: February 08, 2006
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES SHE REQUEST THE PURCHASE OF EXBX STOCK AT MARKET PRICE, NOT AT A LIMIT PRICE
Damage Amount Requested: $8,550.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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