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REBECCA KAY MCLAIN is currently employed as a Broker and/or Investment Adviser at GWFS EQUITIES, INC. located at 8515 E ORCHARD ROAD, GREENWOOD VILLAGE, CO, 80111.
REBECCA KAY MCLAIN has worked at GWFS EQUITIES, INC. since June 26, 2014
REBECCA KAY MCLAIN has 2 Disclosure Event(s).
Date: November 14, 2016All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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