REBECCA ANN WEINBERGER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2200 PASEO VERDE PKWY STE 390, HENDERSON, NV, 89052.
REBECCA ANN WEINBERGER has worked at WELLS FARGO CLEARING SERVICES, LLC since May 01, 2001
Disclosure History
REBECCA ANN WEINBERGER has 3 Disclosure Event(s).
Date: December 13, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGE UNAUTHORIZED, UNSUITABLE, AND EXCESSIVE TRADES FROM FEBRUARY 2000 TO FEBRUARY 2001. Damage Amount Requested: $308,000.00 Settlement Amount: $120,000.00 Broker Comment: WITHOUT ANY ADMISSION, MORGAN STANLEY SETTLED THE MATTER TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION.
Date: May 02, 2001 Category: Customer Dispute Allegations: CUSTOMERS CONTEND INVESTMENT RECOMMENDATIONS WERE UNSUITABLE. Damage Amount Requested: $25,000.00
Date: January 02, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION OF RISK IN CONNECTION WITH NORTHBROOK ANNUITY, WITH NO ALLEGATION OR INDICATION OF DATE ALLEGED MISREPRESENTATION. Damage Amount Requested: $24,000.00 Broker Comment: THE CLAIM WAS DENIED AS WITHOUT MERIT.
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