REGAN TREMAYNE JOHNSON is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1765 ROOSEVELT RD, ST. CLOUD, MN, 56301.
REGAN TREMAYNE JOHNSON has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 22, 2010
Disclosure History
REGAN TREMAYNE JOHNSON has 3 Disclosure Event(s).
Date: July 01, 2008 Category: Employment Separation After Allegations Firm Name: THE HOME DEPOT Termination Type: Discharged Allegations: I WAS TERMINATED FOR BREAKING COMPANY POLICY BECAUSE I TOOK SOMETHING OUT OF THE GARBAGE. A CONTAINER OF WEED KILLER HAD BEEN DAMAGED AND TO DISPOSE OF IT COST THE COMPANY MONEY. I DIDN'T THINK IT WOULD HURT IF I JUST USED IT INSTEAD OF THROWING IT OUR. IT HAD ALREADY BEEN MARKED DOWN AND TAKEN OUT OF INVENTORY. THE COMPANY VIEWED IT AS THEFT AND TERMINATED ME. Broker Comment: I DID NOT VIEW THIS AS THEFT. I COMPLETELY DISAGREE WITH HOW THE COMPANY HANDLED THE SITUATION.
Date: February 14, 1990 Category: Criminal Charges: THEFT Disposition: Convicted Broker Comment: I MADE SOME MISTAKES WHEN I WAS YOUNG. THESE OFFENSES HAPPENED WHEN I WAS 18 YEARS OLD AND I HAVE PUT THESE BAD CHOICES BEHIND ME.
Date: December 01, 1989 Category: Criminal Charges: THEFT Disposition: Convicted
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for REGAN TREMAYNE JOHNSON, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.