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REGINA ELAINE NICHOLS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1201 N ORANGE ST, WILMINGTON, DE, 19801.
REGINA ELAINE NICHOLS has worked at PFS INVESTMENTS INC. since January 01, 1997
REGINA ELAINE NICHOLS has 1 Disclosure Event(s).
Date: September 23, 2011All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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