REGINALD DAMON TODD is currently employed as a Broker and/or Investment Adviser at CARTY & COMPANY, INC. located at 6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN, 38119.
REGINALD DAMON TODD has worked at CARTY & COMPANY, INC. since January 29, 2003
Date: June 03, 2015 Category: Financial Type: Bankruptcy Disposition: Dismissed Broker Comment: Due to my personal financial situation I filed Chapter 13 bankruptcy on 6/13/2015. At the time I felt it was the best option for me, but after a closer review of my finances I was able to drop my bankruptcy petition and my case was dismissed on 9/4/2015. As of 12/19/2016 I am in good standing with all of my creditors.
Date: May 18, 2015 Category: Judgment / Lien Judgment/Lien Amount: $3,847.23 Judgment/Lien Type: Civil Broker Comment: PLAN I HAVE ENTERED INTO A PAYMENT PLAN TO SATISFY THIS DEBT ON 6/16/2015-($1,500), 7/17/2015-($1,300), 8/17/2015-($1,047.23)
Date: October 31, 2002 Category: Employment Separation After Allegations Firm Name: AMERICAN EXPRESS FINANCIAL ADVISORS ICN Termination Type: Discharged Allegations: FAILURE TO DISCLOSE LARCENY CHARGE AND FAILURE TO APPEAR CHARGE. Broker Comment: I DID NOT CLEARLY UNDERSTAND THE U-4 QUESTIONS CONCERNING FELONIES. I THOUGHT IT SAID TO DISCLOSE CONVICTIONS, NOT CHARGES. IT WAS NOT INTENTIONAL BUT CAUSED BY MY LACK OF UNDERSTANDING THE QUESTIONS.
Date: February 12, 2002 Category: Judgment / Lien Judgment/Lien Amount: $2,693.56 Judgment/Lien Type: Default Broker Comment: I FELL BEHIND ON RENTAL PAYMENTS TO THE SOUTH BLUFFS APTSIN MEMPHIS, TN . I WAS ORDERED BY THE COURT TO PAY 2693.56IN INSTALLMENTS OF 500.00 A MONTH FOR 5 MONTHS BEGINNING FEB 1,03 AND THE LAST PAYMENT BEING 193.56 IN AUGUST 03
Date: June 13, 1997 Category: Criminal Charges: 1. ONE COUNT2. MISDEMEANOR3. NOT GUILTY4. NA Charge Type: FELONY Disposition: A. FAILURE TO APPEAR IN COURTB. 12/19/1999C. NAD. NAE. NAF. NAG. NA Broker Comment: I WAS CHARGED WITH FAILURE TO APPEAR IN COURT FOR A LARCENY. I WAS TOLD BY MY ATTORNEY THEY WOULD NOT NEED ME TO APPEAR BECAUSE THE CHARGES WOULD BE DROPPED.
Date: May 23, 1997 Category: Criminal Charges: 1. LARCENY - 05/23/1997 2. FELONY 3. NOT GUILTY 4. N/A Charge Type: FELONY Disposition: A. LARCENY - A NOLLE PROCESSED B. 12/19/1999 C. N/A D. N/A E,F,G N/A Broker Comment: ON 5-23-97 I WAS CHARGED WITH LARCENY FAILURE TO RETURN A RENTAL CAR ON TIME. I RETURNED THE CAR AND PAID MY LATE FEES BEFORE TRIAL. AT TRIAL THE DA DECIDED NOT TO PROSECUTE.
Date: April 18, 1997 Category: Judgment / Lien Judgment/Lien Amount: $3,884.00 Judgment/Lien Type: Default Broker Comment: WHILE LIVING TEMPORARILY IN CHARLOTTE NC I SUBLET MY APARTMETN TO A FRIEN AND HE WAS TO KEEP UP THE PAYMENTS BUT DID NOT . I WAS ORDERD TO PAY BALANCE AND COURT COST OF 3884.00
Date: December 16, 1996 Category: Criminal Charges: 1. DEFRAUDING AN INNKEEPER 2. MISDEMEANOR 3. GUILTY 4. N/A Charge Type: FELONY Disposition: A. DEFRAUDING AN INNKEEPER-CONVICTED B. FEB 4/1997 C. PAY RESTITUTION OF 497.00 AND TIME SERVED TWO DAYS. D. RESTITUTION AND TIME SERVED E. FEB 4/1997 F. 497.00 G. DEC 4,1997 Broker Comment: I WAS STAYING AT THE SHERATON NATIONAL HOTEL IN ARLINGTON . VA. I BOUNCED 3 CHECKS TOTALING 497.00. AT THE TIME I WAS MOVING TO WASH DC FROM DOVER, DE. I MISTAKINGLY CLOSED THE ACCOUNT IN DELAWARE. I WAS CHARGED WITH A FELONY.PAID THE BAD CHECKS AND SERVED 2 DAYS AND THE FELONY WAS REDUCED TO A MISDEMEANOR
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