REGINIA KAY CLEVER

REGINIA KAY CLEVER is currently employed as a Broker and/or Investment Adviser at VINING SPARKS located at 775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN, 38120.

REGINIA KAY CLEVER has worked at VINING SPARKS since January 01, 1991

Disclosure History

REGINIA KAY CLEVER has 2 Disclosure Event(s).

Date: June 25, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $46,501.69
Judgment/Lien Type: Tax
Broker Comment: I have entered into an agreement with the IRS to have payments deducted from my paycheck bimonthly until the liability is paid in full.

Date: May 15, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $20,404.27
Judgment/Lien Type: Tax
Broker Comment: I have entered into an agreement with the IRS to have payments deducted from my paycheck bimonthly until the liability is paid in full.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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