REID MICHEAL GROSSMAN

REID MICHEAL GROSSMAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 25 NW RIVERSIDE DR, 3RD FLOOR STE 320, EVANSVILLE, IN, 47708.

REID MICHEAL GROSSMAN has worked at WELLS FARGO CLEARING SERVICES, LLC since February 22, 2013

Disclosure History

REID MICHEAL GROSSMAN has 1 Disclosure Event(s).

Date: December 14, 2009
Category: Criminal
Charges: RESISTING LAW ENFORCEMENT
Disposition: Dismissed
Broker Comment: I WAS CONVICTED OF A DUI IN DECEMBER OF 2009 AND CHARGED WITH "RESISTING ARREST" (WHICH IS THE FELONY CHARGE). AFTER FURTHER REVIEW, THE RESISTING ARREST FELONY CHARGE WAS DROPPED ON 02/08/2010. THEREFORE, THERE WAS NO CONVICTION OF A FELONY.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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