REX ROBERTS INGLIS

REX ROBERTS INGLIS is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 3255 WEST MARCH LANE, SUITE 300, STOCKTON, CA, 95219.

REX ROBERTS INGLIS has worked at NYLIFE SECURITIES LLC since September 23, 1983

Disclosure History

REX ROBERTS INGLIS has 2 Disclosure Event(s).

Date: July 11, 1975
Category: Criminal
Charges: VIOLATION OF THE COUNTY HEALTHCODE-HAVINGINGREDIENTS IN OPEN CONTAINERS WHICH PUT THEM IN JEOPARDY OFBEING COMTAMINATED. THERE WERE OTHER MINOR SANITATIONVIOLATIONS. Charge Type: MISDEMEANOR
Disposition: THE COMPLAINT WAS DROPPED AND I DON'T BELIEVETHERE WAS EVEN A FINE.
Broker Comment: I WAS NAMED IN A COMPLAINT BECAUSE I WAS THEPRESIDENT OF THE CORPORATION. UNTIL I RECEIVED YOUR LETTER, IHAD NO IDEA THAT I HAD BEEN "ARRESTED" FOR THIS VIOLATION.

Date: August 12, 1959
Category: Criminal
Charges: MINOR IN POSSESSION OF A FALSE I.D. MISDEMEANOR GUILTY Charge Type: MISDEMEANOR
Disposition: A FINE OF $50.00
Broker Comment: I WAS ARRESTED AND CHARGED WITH BEING A MINOR INGUARD AT A GAMBLING CASINO IN LAKE TAHOE, NEVADA

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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