REY WHITEHORN

REY WHITEHORN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 200 S. ANDREWS AVENUE, Suite 502, Ft Lauderdale, FL, 33301.

REY WHITEHORN has worked at LPL FINANCIAL LLC since May 03, 2012

Disclosure History

REY WHITEHORN has 2 Disclosure Event(s).

Date: April 16, 2018
Category: Customer Dispute
Allegations: Customer alleges unsuitable investment

Date: May 14, 2002
Category: Customer Dispute
Allegations: CLIENT CLAIMS THEY REQESTED TO PURCHASE FIXED ANNUITY BUT WERE SOLD VARIABLE
Damage Amount Requested: $9,140.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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