RICARDO NATHANIEL LAWRENCE

RICARDO NATHANIEL LAWRENCE is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 197 GREENWICH AVENUE, GREENWICH, CT, 06830.

RICARDO NATHANIEL LAWRENCE has worked at J.P. MORGAN SECURITIES LLC since June 22, 2017

Disclosure History

RICARDO NATHANIEL LAWRENCE has 3 Disclosure Event(s).

Date: March 27, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 01, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 08, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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