RICHARD A BARKER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1211 SW 5TH AVE, PORTLAND, OR, 97204.
RICHARD A BARKER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 27, 2012
Disclosure History
RICHARD A BARKER has 6 Disclosure Event(s).
Date: December 24, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: November 27, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: October 09, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 26, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 13, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 13, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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