RICHARD CAMOS BENTLEY is currently employed as a Broker and/or Investment Adviser at PROSPERA FINANCIAL SERVICES, INC. located at 714 E Kaliste Saloom Road, Ste D2, LAFAYETTE, LA, 70508.
RICHARD CAMOS BENTLEY has worked at PROSPERA FINANCIAL SERVICES, INC. since November 06, 2002
Disclosure History
RICHARD CAMOS BENTLEY has 2 Disclosure Event(s).
Date: April 28, 2006 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNAUTHORIZED LIQUIDATION OF A PORTION OF THEIR ACCOUNT IN VIOLATION OF THEIR EXPRESSED WISHES. Damage Amount Requested: $7,203.03 Broker Comment: I VERBALLY CONFIRMED AND CARRIED OUT INSTRUCTIONS EXACTLY AS I RECEIVED ON THE PHONE FROM CUSTOMER. THESE INSTRUCTIONS WERE VERIFIED TWICE AS CONFIRMED BY AUDIOTAPE.
Date: September 27, 1992 Category: Customer Dispute Allegations: FAILURE TO FOLLOW INSTRUCTIONS TO LIQUIDATE AVARIABLE ANNUITY; ORIGINAL INVESTMENT WAS $61,000 Damage Amount Requested: $61,000.00 Settlement Amount: $83,419.19 Broker Comment: PAINEWEBBER SETTLED THE MATTE FOR $83,419.19Not Provided
More Information
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