RICHARD ALLAN BERLINSKI

RICHARD ALLAN BERLINSKI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1917 N. STEPHENSON AVE, IRON MOUNTAIN, MI, 49801.

RICHARD ALLAN BERLINSKI has worked at LPL FINANCIAL LLC since November 01, 2016

Disclosure History

RICHARD ALLAN BERLINSKI has 1 Disclosure Event(s).

Date: April 08, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES HE WAS NOT INFORMED OF THE TAX CONSEQUENCES AND PENALTIES WHEN HE TOOK A LUMP SUM DISTRIBUTION FROM A RETIREMENT PLAN
Damage Amount Requested: $15,125.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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