RICHARD BRATINCEVIC

RICHARD BRATINCEVIC is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 55 SOUTH LAKE AVENUE, SUITE 700, PASADENA, CA, 91101.

RICHARD BRATINCEVIC has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

RICHARD BRATINCEVIC has 2 Disclosure Event(s).

Date: January 23, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGED FC FAILED TO FOLLOW INSTRUCTIONS WITH RESPECT TO STOCK TRANSACTION - MARCH 2000.DAMAGES UNSPECIFIED.
Broker Comment: THE CLAIM WAS DENIED.

Date: December 17, 1999
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HER INSTRUCTIONS TO PURCHASE TWO STOCKS WERE NOT FOLLOWED IN NOVEMBER 1999.
Damage Amount Requested: $5,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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