RICHARD SANFORD COHEN is currently employed as a Broker and/or Investment Adviser at AMERICAS EXECUTIONS, LLC located at 11 Wall Street, POD-P, New York, NY, 10005.

RICHARD SANFORD COHEN has worked at AMERICAS EXECUTIONS, LLC since November 30, 2015

Disclosure History

RICHARD SANFORD COHEN has 1 Disclosure Event(s).

Date: June 14, 2013
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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