Richard Brian Coloni

Richard Brian Coloni is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 333 HAZELTINE DRIVE, DEBARY, FL, 32713.

Richard Brian Coloni has worked at CETERA ADVISORS LLC since September 07, 2016

Disclosure History

Richard Brian Coloni has 1 Disclosure Event(s).

Date: May 17, 2002
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES UNAUTHORIZED TRADING AND FAILURE TO FOLLOW INSTRUCTIONS. THE CUSTOMER'S INITIAL COMPLAINT WAS DETERMINED TO BE WITHOUT MERIT. HOWEVER, AN ARBITRATION HAS NOW BEEN FILED.
Damage Amount Requested: $24,064.00 Damages Granted: $2,703.55

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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