RICHARD ROLLIN CROSE

RICHARD ROLLIN CROSE is currently employed as a Broker and/or Investment Adviser at DUNCAN-WILLIAMS, INC. located at 6750 POPLAR A VENUE - SUITE 300, MEMPHIS (SHELBY), TN, 38138-7424.

RICHARD ROLLIN CROSE has worked at DUNCAN-WILLIAMS, INC. since October 16, 2014

Disclosure History

RICHARD ROLLIN CROSE has 6 Disclosure Event(s).

Date: July 28, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AS THE MORTGAGE INDUSTRY COLLAPSED, MY INCOME WAS EFFECTED GREATLY. THIS, COUPLED WITH A BAD BUSINESS PARTNERSHIP, LEAD TO MY INABILITY TO MEET MY OBLIGATIONS. RATHER THAN FILING BANKRUPTCY, I PAID ON MY DEBTS AS LONG AS I COULD, BUT UNFORTUNATELY HAD TO LET SEVERAL PROPERTIES GO INTO FORECLOSURE. THERE WERE ALSO OTHER UNPAID DEBTS. TODAY I HAVE NEGOTIATED WITH AND PAID OFF ALL OF MY CREDITORS.

Date: July 22, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AS THE MORTGAGE INDUSTRY COLLAPSED, MY INCOME WAS EFFECTED GREATLY. THIS, COUPLED WITH A BAD BUSINESS PARTNERSHIP, LEAD TO MY INABILITY TO MEET MY OBLIGATIONS. RATHER THAN FILING BANKRUPTCY, I PAID ON MY DEBTS AS LONG AS I COULD, BUT UNFORTUNATELY HAD TO LET SEVERAL PROPERTIES GO INTO FORECLOSURE. THERE WERE ALSO OTHER UNPAID DEBTS. TODAY I HAVE NEGOTIATED WITH AND PAID OFF ALL OF MY CREDITORS.

Date: July 09, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AS THE MORTGAGE INDUSTRY COLLAPSED, MY INCOME WAS EFFECTED GREATLY. THIS, COUPLED WITH A BAD BUSINESS PARTNERSHIP, LEAD TO MY INABILITY TO MEET MY OBLIGATIONS. RATHER THAN FILING BANKRUPTCY, I PAID ON MY DEBTS AS LONG AS I COULD, BUT UNFORTUNATELY HAD TO LET SEVERAL PROPERTIES GO INTO FORECLOSURE. THERE WERE ALSO OTHER UNPAID DEBTS. TODAY I HAVE NEGOTIATED WITH AND PAID OFF ALL OF MY CREDITORS.

Date: June 30, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AS THE MORTGAGE INDUSTRY COLLAPSED, MY INCOME WAS EFFECTED GREATLY. THIS, COUPLED WITH A BAD BUSINESS PARTNERSHIP, LEAD TO MY INABILITY TO MEET MY OBLIGATIONS. RATHER THAN FILING BANKRUPTCY, I PAID ON MY DEBTS AS LONG AS I COULD, BUT UNFORTUNATELY HAD TO LET SEVERAL PROPERTIES GO INTO FORECLOSURE. THERE WERE ALSO OTHER UNPAID DEBTS. TODAY I HAVE NEGOTIATED WITH AND PAID OFF ALL OF MY CREDITORS.

Date: June 26, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AS THE MORTGAGE INDUSTRY COLLAPSED, MY INCOME WAS EFFECTED GREATLY. THIS, COUPLED WITH A BAD BUSINESS PARTNERSHIP, LEAD TO MY INABILITY TO MEET MY OBLIGATIONS. RATHER THAN FILING BANKRUPTCY, I PAID ON MY DEBTS AS LONG AS I COULD, BUT UNFORTUNATELY HAD TO LET SEVERAL PROPERTIES GO INTO FORECLOSURE. THERE WERE ALSO OTHER UNPAID DEBTS. TODAY I HAVE NEGOTIATED WITH AND PAID OFF ALL OF MY CREDITORS.

Date: June 26, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AS THE MORTGAGE INDUSTRY COLLAPSED, MY INCOME WAS EFFECTED GREATLY. THIS, COUPLED WITH A BAD BUSINESS PARTNERSHIP, LEAD TO MY INABILITY TO MEET MY OBLIGATIONS. RATHER THAN FILING BANKRUPTCY, I PAID ON MY DEBTS AS LONG AS I COULD, BUT UNFORTUNATELY HAD TO LET SEVERAL PROPERTIES GO INTO FORECLOSURE. THERE WERE ALSO OTHER UNPAID DEBTS. TODAY I HAVE NEGOTIATED WITH AND PAID OFF ALL OF MY CREDITORS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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