RICHARD BUTLER CROUSE

RICHARD BUTLER CROUSE is currently employed as a Broker and/or Investment Adviser at G. A. REPPLE & COMPANY located at 978 DOUGLAS AVENUE, SUITE 102, ALTAMONTE SPRINGS, FL, 32714.

RICHARD BUTLER CROUSE has worked at G. A. REPPLE & COMPANY since January 06, 1992

Disclosure History

RICHARD BUTLER CROUSE has 2 Disclosure Event(s).

Date: June 09, 2014
Category: Customer Dispute
Allegations: RELATING TO BOND INVESTMENTS IN 2008, CUSTOMER CLAIMS UNSUITABILITY, MISREPRESENTATION, BREACH OF FIDUCIARY DUTY, NEGLIGENCE, AND COMMON LAW FRAUD.
Damage Amount Requested: $65,000.00
Settlement Amount: $53,500.00

Date: November 16, 1999
Category: Customer Dispute
Allegations: BETWEEN 9/1992 AND 12/1995 CLIENT PURCHASED SEVERAL LIMITED PARTNERSHIPS AND COLLATERALIZED NOTES.CLIENT ALSO PURCHASED VARIOUS OTHER INVESTMENTS INCLUDING MUTUAL FUNDS AND VARIABLE ANNUITIES.CLIENT HAD PREVIOUSEXPERIENCE WITH SECURITIES AND WAS A SOPHISTICATED INVESTOR.CLIENT INVESTED IN 15 SEPERATE PARTNERSHIP OR NOTEPROGRAMS. A SMALL PORTION OF THOSE PROGRAMS FAILED TO MEET THEIR OBJECTIVES WHILE THE OTHERS HAVE PERFORMED ASPROJECTED.CLIENT ASSUMED AN ACTIVE ROLE IN ALL INVESTMENT DECISIONS AND HAS REALIZED SIGNIFICANT GAINS IN HER TOTALPORTFOLIO.HOWEVER,CLIENT HAS ALLEGED REP DIRECTED HER INTO UNSUITABLE INVESTMENTS AND REP FAILED TO SUPERVISE ASSOCIATE'SACTIVITIES.
Damage Amount Requested: $85,000.00 Damages Granted: $34,617.00
Broker Comment: PAYMENT OF FULL AWARD AMOUNT MADE ON 12/19/2000. CHECK DELIVERED BY MAIL TO RESPONDENTS ATTORNEY WHO FORWARDED TO CLAIMANTS ATTORNEY. ALL NASD FEES PAID BY CHECK ON 12/19/2000.ALL OTHER CLAIMS DENIED.

More Information

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