RICHARD CALVERT DONAHUE

RICHARD CALVERT DONAHUE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 5060 PACIFIC HWY, STE 101, FERNDALE, WA, 98248.

RICHARD CALVERT DONAHUE has worked at CETERA ADVISOR NETWORKS LLC since January 17, 2017

Disclosure History

RICHARD CALVERT DONAHUE has 2 Disclosure Event(s).

Date: April 28, 2004
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT INVESTMENTS BETWEEN JULY 2000 AND SEPTEMBER 2003 WERE UNSUITABLE. CLAIM FOR COMPENSATORY NOT SPECIFIED, BUT BELIEVED TO BE GREATER THAN $5,000.

Date: October 01, 1980
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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