RICHARD KEVIN EGAN

RICHARD KEVIN EGAN is currently employed as a Broker and/or Investment Adviser at BUCKMAN ADVISORY GROUP LLC located at 44 CHURCH ST., LITTLE SILVER, NJ, 7739.

RICHARD KEVIN EGAN has worked at BUCKMAN ADVISORY GROUP LLC since January 06, 2000

RICHARD KEVIN EGAN is also currently employed as a Broker and/or Investment Adviser at MAYHILL AGENCY, LLC located at 17 PARK MEADOW LANE, WEST LONG BRANCH, NJ, 07764|17 PARK MEADOW LANE, WEST LONG BRANCH, NJ, 07764 since June 01, 2000

RICHARD KEVIN EGAN is also currently employed as a Broker and/or Investment Adviser at BUCKMAN, BUCKMAN & REID, INC. located at 44 church st., little silver, NJ, 07739 since January 01, 1970

Disclosure History

RICHARD KEVIN EGAN has 1 Disclosure Event(s).

Date: September 01, 1994
Category: Customer Dispute
Allegations: COVER-UP OF MISCONDUCT OF ANOTHER REP
Damage Amount Requested: $688,700.00
Settlement Amount: $12,500.00
Broker Comment: SETTLEMENT ($12,500) TWELVE THOUSAND FIVEHUNDRED DOLLARSI AM ACCUSED OF HAVING ATTENDED A MEETING WHERETHE REGISTERED REPRESENTATIVE HANDLING [CUSTOMER] ACCOUNTCONFESSED TO UNAUTHORIZED TRADING. THE CRD INACCURATELY SAYS IAM ACCUSED OF MANIPULATION. THOSE ACCUSATIONS ARE AGAINSTOTHER RESPONDENTS OF RECORD NOT ME. THE REG REP INQUESTIONWORKED IN ANOTHER OFFICE AD A DIFFERENT STATE THAN WHERE IWORKED. I DID NOT HAVE ANY SUPERVISO RY POSITION OVER THEGUILTY REP. I HAD NO CONTACT WITH THE CLIENT. I SETTLED THISCASE FOR $12,500 BECAUSE MY LEGAL COSTS WOULD HAVE FAR EXCEEDEDTHE SETT LEMENT COSTS. ACTUALLY MY FIRM AGREED TO PAY BUT THENTHE FIRM WENT OUT OF BU SINESS LEAVING ME THE CHOICE TO PAY ORDEFEND.

More Information

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