RICHARD MERRILL FELS is currently employed as a Broker and/or Investment Adviser at ODEON CAPITAL GROUP LLC located at 750 LEXINGTON AVENUE, NEW YORK, NY, 10022.
RICHARD MERRILL FELS has worked at ODEON CAPITAL GROUP LLC since September 11, 2017
Disclosure History
RICHARD MERRILL FELS has 1 Disclosure Event(s).
Date: October 15, 2012 Category: Customer Dispute Allegations: CUSTOMER PURCHASED 25MM MAXO.GD BONDS @ $0.01 12/24/07 AND SOLD @ $0.1875 06/17/08. CUSTOMER ALLEGES BROKER IGNORED OPPORTUNITIES TO SELL THE BONDS AT A HIGHER PRICE. Damage Amount Requested: $15,000,000.00 Settlement Amount: $250,000.00 Broker Comment: THE BROKER BELIEVES THE COMPLAINT IS WITHOUT MERIT. THIS ACTION WAS INITIATED AS A CUSTOMER COMPLAINT AND MOVED TO ARBITRATION WITH FELS AS A NAMED RESPONDENT IN BOTH.
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